Compliance Director
BTGPactual International
New York City, New York$181,494 - $181,494 est.Full-timePosted 8h ago
Responsibilities: • Assist the CCO in the ongoing development and monitoring of the compliance program for its SEC registered investment advisers. • Support launch of new funds and assist with ongoing maintenance of existing funds-including, establishing or updating processes and identifying areas of risk. • Lead Core Compliance function, with oversight to include employee related compliance (e.g. conflicts of interest, personal trading, OBAs), registration and employee training. • Develop, imp…
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