Compliance Associate
Snelling
Grand Central, Manhattan$93,651 - $93,651 est.Full-timePosted 13h ago
Our client is looking for a Compliance professional to assist its Compliance Team. This candidate will assist a highly collaborative team in the New York office who supports the administration of the firm's compliance policies as it relates to personal trading and employee activities. The individual must be highly organized and detail oriented. Essential Job Functions: Process personal account disclosure and pre-clearance forms Review Gift and Entertainment requests Reconcile personal trading d…
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