Lead Compliance Officer - PAD
Wells Fargo
Charlotte, Mecklenburg County$91,655 - $91,655 est.Full-timePosted 14h ago
About this role: Wells Fargo is seeking a Lead Compliance Officer to serve as a leader within the Personal Account Dealing (PAD) program, with responsibility for critical components of the control framework that ensure accurate PAD subject population and trade freeze coverage. This role maintains the employee attributes, coverage logic, and related processes that drive PAD program controls and system outcomes, including annual attestation and trade restriction controls. The role requires strong…
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